The life of signs

Proposal by Comenius (1640) for a perfected language:

The lexicon of the new language would reflect the composition of reality and in it every word should have a definite and univocal meaning, every content should be represented by one and only one expression, and the contents were not supposed to be the products of fancy, but should represent only every really existing thing, no more and no less.

— Eco (1995, 216)

Peirce made a much more pragmatically realistic proposal in his ‘Ethics of Terminology’: in the vocabulary of any branch of science, ‘each word should have a single exact meaning’ (EP2:264) – but this requirement should not be applied too rigidly, even within the sciences.

As to the ideal to be aimed at, it is, in the first place, desirable for any branch of science that it should have a vocabulary furnishing a family of cognate words for each scientific conception, and that each word should have a single exact meaning, unless its different meanings apply to objects of different categories that can never be mistaken for one another. To be sure, this requisite might be understood in a sense which would make it utterly impossible. For every symbol is a living thing, in a very strict sense that is no mere figure of speech. The body of the symbol changes slowly, but its meaning inevitably grows, incorporates new elements and throws off old ones. But the effort of all should be to keep the essence of every scientific term unchanged and exact; although absolute exactitude is not so much as conceivable. Every symbol is, in its origin, either an image of the idea signified, or a reminiscence of some individual occurrence, person or thing, connected with its meaning, or is a metaphor. Terms of the first and third origins will inevitably be applied to different conceptions; but if the conceptions are strictly analogous in their principal suggestions, this is rather helpful than otherwise, provided always that the different meanings are remote from one another, both in themselves and in the occasions of their occurrence. Science is continually gaining new conceptions; and every new scientific conception should receive a new word, or better, a new family of cognate words. The duty of supplying this word naturally falls upon the person who introduces the new conception; but it is a duty not to be undertaken without a thorough knowledge of the principles and a large acquaintance with the details and history of the special terminology in which it is to take a place, nor without a sufficient comprehension of the principles of word-formation of the national language, nor without a proper study of the laws of symbols in general. That there should be two different terms of identical scientific value may or may not be an inconvenience, according to circumstances. Different systems of expression are often of the greatest advantage.

We might say that ‘growth’ of meaning in a symbol system, like development of the brain, is a matter of progress toward optimal connectivity. Throwing off old elements is part of the growth of meaning, just as it is essential to ‘the plasticity of the child’s mental habits’ (recalling Chapter 1). For a symbol, as for a population of neurons, too many connections would be counterproductive.

In logical terms, a word or other symbol ‘grows’ when either its breadth increases (thus revealing previously unknown relations among subjects) or its logical depth increases (so that the symbol is more intimately connected with the rest of the guidance system). Iconic and indexical signs, as opposed to symbols, may not be alive in themselves, but they provide the freedom and the forcefulness (respectively) necessary for the life of symbols in which they are involved.

Peirce’s concept of the ‘perfect sign’ reflects the ‘living’ quality of symbols rather than the rigidity of a ‘perfect language’ as conceived by Comenius. ‘Such perfect sign is a quasi-mind. It is the sheet of assertion of Existential Graphs’ (EP2:545). A graph scribed on the sheet of assertion is a ‘Pheme,’ i.e. a proposition or Dicisign (CP 4.538). Stjernfelt (2014, 85) points out as a ‘central issue in Peircean logic that the reference of a Dicisign is taken to be relative to a selected universe of discourse—a model—consisting of a delimited set of objects and a delimited set of predicates, agreed upon by the reasoners or communicating parties, often only implicitly so.’ The plurality of universes is an aspect of polyversity, which avoids the ‘ineffability of truth’ which is entailed by treating logic as a single ‘universal language’:

In Peirce’s doctrine of Dicisigns, the plurality of representations is evident in the fact that the same objects may be addressed using different semiotic tools, highlighting different aspects of them. … If you accept only one language, the question of the relation of this language to its object cannot be posed outside of this language—and truth becomes ineffable. If several different, parallel approaches to the same object are possible, you can discuss the properties of one language in another, and you may use the results of one semiotic tool to criticize or complement those of another. Even taking logic itself as the object, Peirce famously did this, developing several different logic formalisms (most notably the Algebra of Logic and the Existential Graphs), unproblematically discussing the pros and cons of these different representation systems.

—Stjernfelt 2014, 85(fn)

Triadic action

Semiosis is a kind of triadic action. Peirce (CP 5.472-3, c. 1906) explains that the difference between ‘dynamical, or dyadic, action’ and ‘intelligent, or triadic action’ is that the latter involves the use of means to an end. In dyadic action, A causes B, and if B later causes C as a separate event, we simply have another dyadic action intrinsically unrelated to the first. But in triadic action, A causes B because B causes C, and A will be unlikely to cause B unless B tends to be followed by C. Living systems have flexibility (and thus viability) because a variety of B-type actions (differing in details) can bring about C. Consciousness additionally confers the ability to choose which variant of B to employ in a given situation, enabling a measure of self-control.

All dynamical action, or action of brute force, physical or psychical, either takes place between two subjects,—whether they react equally upon each other, or one is agent and the other patient, entirely or partially,—or at any rate is a resultant of such actions between pairs. But by “semiosis” I mean, on the contrary, an action, or influence, which is, or involves, a cooperation of three subjects, such as a sign, its object, and its interpretant, this tri-relative influence not being in any way resolvable into actions between pairs.

EP2:411 (MS 318)

The actions of a life form, being intentional at some level of intelligence or complexity, are essentially triadic because they involve signs mediating between events and actions in such a way that the interpretant action (the ‘dynamic interpretant’) is determined by some purpose or habit, although it is also caused by some dyadic action. For that dyadic aspect of causality as opposed to the triadic, Peirce often uses the Aristotelian terminology of efficient cause as opposed to final cause. However, genuine triadic sign-action involves both kinds of causation. The dyadic action between object and sign is essential to the sign-function we call indexical, as Peirce goes on to explain:

For the acceleration of the pulse is a probable symptom of fever and the rise of the mercury in an ordinary thermometer or the bending of the double strip of metal in a metallic thermometer is an indication, or, to use the technical term, is an index, of an increase of atmospheric temperature, which, nevertheless, acts upon it in a purely brute and dyadic way. In these cases, however, a mental representation of the index is produced, which mental representation is called the immediate object of the sign; and this object does triadically produce the intended, or proper, effect of the sign strictly by means of another mental sign; and that this triadic character of the action is regarded as essential is shown by the fact that if the thermometer is dynamically connected with the heating and cooling apparatus, so as to check either effect, we do not, in ordinary parlance speak of there being any semeiosy, or action of a sign, but, on the contrary, say that there is an “automatic regulation,” an idea opposed, in our minds, to that of semeiosy.

CP 5.472-3 (MS 318)

The functioning of a thermostat is not considered semiosic because no mental action connects the dyadic action of the environment upon the thermometer with the dyadic action directly affecting the heating or cooling apparatus. But mental sign-action does occur when someone reads a thermometer and interprets the reading as an index of a fever, or of an overheated or underheated space. The actual response of the reader will then be intentional, i.e. mental, rather than automatic, and will thus be the completion of a triadic action. In the case of an index, though, the dyadic action of the object upon the sign is essential to the possibility of the sign conveying any information, or actually functioning as a sign. We might think of a thermometer which can be (but has not been) read as a “potential” sign, but as a sinsign, we assume that it is what it is whether anyone reads it or not, just as we assume that existing visible things remain what they are when nobody is looking at them. Likewise, we may call an uninterpreted index simply an ‘index.’ The same goes for a ‘symbol’ – which indeed must involve an index, for as Peirce told us (EP2:193), ‘every symbol must have, organically attached to it, its Indices of Reactions’; and the same goes for every argument, since every argument is a symbol.

The truth of a sign depends on the dyadic or real relation between the sign and its dynamic object. A true proposition must involve ‘action of brute force, physical or psychical,’ of the dynamic object upon the sign, so that the relation between the two is ‘real,’ i.e. surd – no sign can express or describe it. ‘Relations are either dicible or surd. For the only kind of relation that could be veritably described to a person who had no experience of it is a relation of reason. A relation of reason is not purely dyadic: it is a relation through a sign: that is why it is dicible’ (EP2:382-3).

Dharma thoughts

Peirce: we should say that we are in thought, not thoughts in us. Thought, insofar as it is determinate, is the context of our thinking. But thought as legisign, as the Type of which our thoughts are tokens (instances, replicas), ‘does not exist; it only determines things that do exist’ (CP 5.537) and events that actually happen, including mental events. Thought as a ‘definitely significant Form’ (Peirce) determines the content of all signs; this determining Thought is the universal logos – or in Dogen’s terms, the all-encompassing buddha-dharma.

All things speak this dharma. Who can hear it?

Investigate this question in detail throughout your life, throughout many lives. The question also can work as a statement. This statement is the skin, flesh, bones, and marrow.

— Dogen (Tanahashi 2010, 552)

Actually, hearing dharma is not limited to ear sense and ear consciousness. You hear dharma with complete power, complete mind, complete body, and complete way from before your parents were born, before the Empty Eon, through the entire future, the unlimited future. You can hear dharma with body first and mind last.

Such ways of hearing the dharma are all effective. Don’t think that you are not benefited by hearing the dharma if it does not reach your mind consciousness. Effacing mind, dropping body, you hear the dharma and see the result. With no mind and no body, you should hear dharma and benefit from it. Experiencing such moments is how all buddha ancestors become buddhas and attain ancestorhood.

Ordinary people cannot understand that dharma power transforms body and mind. The boundary of body and mind cannot be encompassed. When the effect of hearing dharma is planted in the field of body and mind, it never decays. It is bound to grow and bear fruit.

Foolish people may think that when we hear dharma, if we do not advance in understanding and cannot remember the teaching, there will be no benefit from it. They say it is essential to learn broadly and memorize extensively with our entire body and mind. They think that forgetting the teaching, absentmindedly leaving the place of instruction, creates no benefit and no accomplishment. They think in this way because they have not met a genuine teacher and encountered themselves. One who has not received authentic transmission face to face cannot be a genuine teacher. A genuine teacher is one who has received transmission authentically from buddha to buddha.

Indeed, to memorize in mind consciousness and not to forget is exactly how the power of hearing the dharma encompasses the mind and encompasses consciousness. At the very moment when this is done, you realize the power of encompassing body; encompassing past body, encompassing mind; encompassing past mind, encompassing future mind; encompassing cause and condition, action and result; encompassing form, essence, body, and activity; encompassing buddha; encompassing ancestor; encompassing self and other; and encompassing skin, flesh, bones, and marrow. The power of encompassing speech and encompassing sitting and lying down is manifest throughout the entire earth and sky.

— Dogen, SBGZ ‘Mujo Seppo’ (Tanahashi 2010, 553-4)

Faith

“Faith” can be invested either in conscious beliefs or in implicit grounding principles (presuppositions); what they have in common is an element of implicit trust which motivates application of the principles.

Let’s say I ask you to define the meaning of the word ‘experience.’ Whatever definition you offer will use at least several other words, but it’s the word ‘experience’ which is in focus because it’s the word being defined. The other words are all in the background, which implies that their meanings must remain both implicit and stable: both of us have to trust those words to have definite meanings, otherwise the definition is not going to be of any use to us. We must also have faith in each other, as with all acts of communication between people: we have to assume a certain level of honesty and good will, for instance.

We might call this ‘implicit faith.’ But observe what happens when we shift the focus of the dialog, for instance by trying to define one of the words that played a supporting role in the definition of ‘experience.’ Once a word is raised into focus, then its meaning can be called into question. We can (and often do) decide that the usual or assumed meaning is no longer good enough, and we have to override it to come up with a better one; and in the new process of defining the term, we have to rely on a host of implicit supports just as we did before. So implicit faith is inescapable in acts of meaning generally, yet our faith in any specific meaning is ad hoc and ceases to operate implicitly as soon as we make it explicit.

One can of course refuse to override one’s default assumptions, so that the defaults become permanent fixed settings unalterable by circumstance. The result is dogmatism or “blind faith.” But making this move in conversation entails breaking faith with one’s partners. If you have explicit faith that your usage of a word is ‘correct’ from some absolute point of view, and your partner’s usage differs from that one in some way, then you have already lost faith that your partner may have some insight to offer you.

Explicit expression of belief is the visible tip of an iceberg floating deep in the sea of implicit faith.

Gebrauch in der Sprache

For a large class of cases—though not for all—in which we employ the word ‘meaning’ it can be defined thus: the meaning of a word is its use in the language.

— Wittgenstein (PI I.43)

What a word means also depends on where and when you use it. ‘Queen Anne’s Lace’ is one of several popular names for the common weed Daucus Carota – in North America. In England, ‘Queen Anne’s Lace’ is the name of an entirely different plant, Anthriscus sylvestris (Heiser 2003, 44).

Actions of signs and acts of meaning

As explained in Chapter 15, mental activities (such as walking and thinking) are both semiotic and systemic. ‘The system must be, to some degree, indeterminate in order to be sculpted by the dynamic movement context, which includes not only internal and external forces but changes in the goals and intentions of the mover’ (Thelen and Smith 1994, 77). Likewise the semiosic process or action of determination can only occur in a context of prior indeterminacy. Many of Peirce’s late definitions of ‘sign’ emphasize that its triadic action is partly being determined (by its dynamic object) and partly determining (its interpretant):

a sign endeavours to represent, in part at least, an Object, which is therefore in a sense the cause, or determinant, of the sign even if the sign represents its object falsely. But to say that it represents its Object implies that it affects a mind, and so affects it as, in some respect, to determine in that mind something that is mediately due to the Object. That determination of which the immediate cause, or determinant, is the Sign, and of which the mediate cause is the Object may be termed the Interpretant.

CP 6.347 (c.1909)

It seems that the representation of the Object by the sign is inseparable from the determination (or causation) of the sign by the Object, and from the determination of the Interpretant by the sign. In the last sentence of the quote above, the ‘determination’ which ‘may be termed the Interpretant’ is the result, or effect, of the determining actiondetermination in that sense – by the sign which ‘affects a mind.’ In Peirce’s usage, this term does not refer only to human minds, as every animal has a mind adapted to its requirements (CP 5.603, 1903). For our purposes we may define a mind (or ‘quasi-mind,’ as Peirce sometimes calls it) as anything capable of being determined by a sign to an interpretant.

A similar Peircean definition says that a sign

is anything, of whatsoever mode of being, which mediates between an object and an interpretant; since it is both determined by the object relatively to the interpretant, and determines the interpretant in reference to the object, in such wise as to cause the interpretant to be determined by the object through the mediation of this “sign.”

The object and the interpretant are thus merely the two correlates of the sign; the one being antecedent, the other consequent of the sign.
EP2:410 (MS 318, 1907)

That which is antecedent to something is before it in time, place or logical order; the consequent of it follows ‘as an effect or result, or as a necessary inference’ (CD). Reasoning proceeds from antecedent to consequent, and normally attributes the same sequential order to cause and effect (RLT 201ff.). The object being antecedent and the interpretant consequent of the sign attributes that same sequential order to the determination of the sign by its dynamic object and its interpretant by the sign, and to the mediate determination of the interpretant by the object. Thus determination as the essential sign-action takes time – yet the mediate determination must take place at the same time as the other two determinations involved in a moment of semiosis.

When we represent this moment as a step in semiosis (analogous to a step in walking), we regard sign, object and interpretant as the three correlates of a triadic relation, as if the three were separate entities or subjects connected by the one relation. The transitive action of determining a subject causes it to become determinate in some respect in which it was indeterminate before. Peirce defines this in logical terms:

A subject is determinate in respect to any character which inheres in it or is (universally and affirmatively) predicated of it, as well as in respect to the negative of such character, these being the very same respect. In all other respects it is indeterminate.

CP 5.447, EP2:350

Predication is a kind of sign-action, specifically the action of a proposition (sign) upon its subject (the sign’s object). Determination moves in the opposite direction: object (antecedent) determines sign to determine interpretant (consequent). As we have seen above, this directionality also applies to what Peirce called ‘the logic of events’ (RLT) – and in Peirce’s view, the concept of causal sequence is derived from the concept of logical consequence.

Even a future event can only be determinate in so far as it is a consequent. Now the concept of a consequent is a logical concept. It is derived from the concept of the conclusion of an argument. But an argument is a sign of the truth of its conclusion; its conclusion is the rational interpretation of the sign.

EP2:392-3

‘New Elements’ (1904) is another essay where Peirce points to the entanglement of causal conceptions with the logical concepts of argument, truth, conclusion and interpretation. Logic, he writes,

speaks of an antecedent as that which, being known, something else, the consequent, may also be known. In our vernacular, the latter is inaccurately called a consequence, a word that the precise terminology of logic reserves for the proposition expressing the relation of any consequent to its antecedent, or for the fact which this proposition expresses. The conception of the relation of antecedent and consequent amounts, therefore, to a confusion of thought between the reference of a sign to its meaning, the character which it attributes to its object, and its appeal to an interpretant. But it is the former of these which is the more essential. The knowledge that the sun has always risen about once in each 24 hours (sidereal time) is a sign whose object is the sun, and (rightly understood) a part of its signification is the rising of the sun tomorrow morning. The relation of an antecedent to its consequent, in its confusion of the signification with the interpretant, is nothing but a special case of what occurs in all action of one thing upon another, modified so as to be merely an affair of being represented instead of really being. It is the representative action of the sign upon its object. For whenever one thing acts upon another it determines in that other a quality that would not otherwise have been there.

EP2:305

The ‘representative action of the sign upon its object’ is the cognitive determination of the object, as when the scientific investigator determines the probable truth or falsity of a hypothesis. In a sense, then, cognitive determination (inquiry), as an action upon the object, is the reverse of the semiosic determination of the sign (and interpretant) by the object, as if it were the other side of the same coin. Cognitive determination is essentially triadic, while ‘action of one thing upon another’ is essentially dyadic; yet Peirce says that cognitive (i.e. semiotic) determination ‘is nothing but a special case of’ causal determination. This accounts for the ‘confusion of the signification with the interpretant,’ or confusion of representative action with interpretive action. This confusion results naturally from the nature of the argument, which is the main semiotic instrument and embodiment of inquiry, because this kind of sign actually fuses causal with cognitive determination.

According to Peirce (above), ‘an argument is a sign of the truth of its conclusion’ – not the sign of its conclusion, but of the truth, which it thus takes to be its object. Now a dynamic object, ‘since it is conceived to act upon the sign, … must be conceived as singular, not general’ (EP2:404).

Indeed, all propositions refer to one and the same determinately singular subject, well-understood between all utterers and interpreters; namely, to The Truth, which is the universe of all universes, and is assumed on all hands to be real.

CP 5.506 (c.1905)

In other words, the genuine proposition (like any genuine symbol) must involve a genuine index, a sign causally or dyadically determined by its object, as the orientation of a weathercock is by the weather (to use Peirce’s favorite example). An index does not act as a sign until it determines an interpretant, but when it does act semiosically, its indexicality (its ‘real relation’ to its object) is antecedent to its acting as an index. Indeed the dyadic action of its object upon it may precede the triadic action of reading it by many thousands of years, in archaeology for example. Yet the interpretive action is triadic because it involves the determination of the index by its object, so that the proposition involving that index represents its object as real.

Turning from the proposition to the argument, we find another layer of involvement: the argument must involve a proposition (CP 2.253, EP2:293), just as the proposition involves an index (which in turn must involve an icon in order to convey information). Indeed the argument, being also a symbol and a legisign, involves in its action all of the other sign types listed in Peirce’s tenfold classification of them (in his 1903 ‘Syllabus’). This might explain Peirce’s claim that the Universe, ‘being precisely an argument’ (EP2:194), is ‘perfused with signs’ (EP2:394), assuming that the Universe perfused with signs is the same ‘universe which we are all accustomed to refer to as “the truth”’ (EP2:394). But does it explain how the object of an argument can be ‘the truth’ (of its conclusion), if the object ‘must be conceived as singular, not general’ (EP2:404), while at the same time the ‘Argument must be a Symbol, or Sign whose Object is a General Law or Type’ (EP2:293)? This apparent contradiction arises partly from another ‘confusion’ related to the concept of an object, which Peirce unravels in MS 318 (EP2:404-9); but mostly it arises from the nature of the Argument.

To repeat the remark quoted above from Peirce’s ‘New Elements’:

The conception of the relation of antecedent and consequent amounts, therefore, to a confusion of thought between the reference of a sign to its meaning, the character which it attributes to its object, and its appeal to an interpretant. But it is the former of these which is the more essential.

The sign’s reference to the character it attributes to its object is ‘more essential’ to the function of a proposition. But equally essential to the function of an argument, or perhaps more so, is ‘its appeal to an interpretant.’ We may infer this from the following definitions of argument as given by Peirce:

An Argument is a Sign which, for its Interpretant, is a Sign of law. Or we may say that a Rheme is a sign which is understood to represent its object in its characters merely; that a Dicisign is a sign which is understood to represent its object in respect to actual existence; and that an Argument is a Sign which is understood to represent its Object in its character as Sign.

CP 2.252, EP2:292

The Interpretant of the Argument represents it as an instance of a general class of Arguments, which class on the whole will always tend to the truth. It is this law, in some shape, which the argument urges; and this “urging” is the mode of representation proper to Arguments.

CP 2.253, EP2:293

an Argument … is essentially intended to be understood as representing what it represents only in virtue of the logical habit which would bring any logical Interpreter to assent to it. We may express this by saying that the Final (or quasi-intended) Interpretant of an Argument represents it as representing its Object after the manner of a Symbol.

CP 4.572 (1906)

An Argument may be defined as a Sign which intends itself to be understood as fulfilling its function.

MS 295, 1906 (quoted by Stjernfelt 2014, 78)

The function of any action is ‘its purpose together with the general idea,—not, however, the plan,—of the means of attaining that purpose’ (EP2:389). In other words, its final cause only partially determines what actually happens, as it is itself indeterminate to a degree, just as a sign is objectively indeterminate (CP 5.447, EP2:350). Actually carrying out a function such as that of a ‘Sign of law’ requires a cooperation of efficient and final causes. Each moment of semiosis is another iteration of the meaning cycle whose function is to efficiently and continuously modify the habits (or final causes) which in turn determine subsequent (and consequent) actions (as well as their other interpretants). The argument, as the kind of sign that most explicitly ‘appeals to an interpretant,’ manifests the implicit directionality, the feeling/quality of forward motion, which is essential to reasoning, semiosis, intentionality and determination, even to the flow of time itself.

Peirce felt that the best and most iconic representation of the reasoning process was his system of Existential Graphs, considered as ‘moving pictures of thought’ (CP 4.8, 1906). As he remarked in his ‘Prolegomena to an Apology for Pragmaticism’ (1906),

this System leads to a different conception of the Proposition and Argument from the traditional view that a Proposition is composed of Names, and that an Argument is composed of Propositions. It is a matter of insignificant detail whether the term Argument be taken in the sense of the Middle Term, in that of the Copulate of Premisses, in that of the setting forth of Premisses and Conclusion, or in that of the representation that the real facts which the premisses assert (together, it may be, with the mode in which those facts have come to light) logically signify the truth of the Conclusion. In any case, when an Argument is brought before us, there is brought to our notice (what appears so clearly in the Illative Transformations of Graphs) a process whereby the Premisses bring forth the Conclusion, not informing the Interpreter of its Truth, but appealing to him to assent thereto. This Process of Transformation, which is evidently the kernel of the matter, is no more built out of Propositions than a motion is built out of positions.

CP 4.572

Accordingly, we will perhaps understand the various kinds of signs (and triadic relations) as products of analysis of that Process of Transformation which most fully represents itself in the form of the Argument. In other words, we might best understand the Proposition in terms of its functional involvement in the Argument, the Index in terms of its functional involvement in the Proposition, and so on. We might likewise understand Sign, Object and Interpretant, the three correlates of the one triadic relation, not as subjects or things in themselves, but as concepts abstracted from that Process of Transformation for the purpose of representing how triadic action works. This may be the best way of grounding Peirce’s semiotic/logic in his phaneroscopy, which likewise abstracts the concepts of Firstness, Secondness and Thirdness as the indecomposable ‘elements’ of the continuous universal process of appearing. For here too the involvement of Firstness in genuine Secondness, and of both in genuine Thirdness, are essential. But for the time being, we will here conclude this particular episode in the universal process of semiosis.

Variability evolves

Variables can be evaluated only in relation to constants. But constancy is relative to the scale of the context.

A process is constant relative to the variables named in a description of it. Some terms of description may be constant within the framework of the description. But these constants may become variables when the context is a living process.